Securities regulation in the United States

Results: 4123



#Item
271Business / Self-regulatory organizations / Arbitration / Financial Industry Regulatory Authority / Investment / Chicago Board Options Exchange / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Law / United States securities law / Legal terms

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 7, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:15:41
272Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Business / Chicago Board Options Exchange / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File NoMay 9, 2014 Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Amend

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Source URL: www.sec.gov

Language: English - Date: 2014-05-12 13:31:06
273Financial system / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Registered representative / Self-regulatory organization / Selling away / Registered Investment Advisor / United States securities law / Business / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 13:53:08
274Self-regulatory organizations / 73rd United States Congress / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / Financial system / Business / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 3, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 14:58:47
275Financial regulation / International Financial Reporting Standards / Financial ratio / Available for sale / Deutsche Bank / Balance sheet / Generally accepted accounting principles / Capital requirement / Income tax in the United States / Finance / Business / Financial statements

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 6-K REPORT OF FOREIGN PRIVATE ISSUER

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Source URL: www.deutsche-bank.de

Language: English - Date: 2014-02-03 05:05:14
276Economics / United States Securities and Exchange Commission / Corruption / Insider trading / Selective disclosure / Non-disclosure agreement / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States securities law / Financial system / Financial regulation

Microsoft Word - Corporate_Disclosure_and_Trading_Policy.DOC

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Source URL: www.foraco.com

Language: English - Date: 2013-07-15 16:00:42
277Securities regulation in the United States / Chinese University of Hong Kong / Government / Financial regulation / Securities and Futures Commission / Hong Kong / Davis Polk & Wardwell

CFRED’s Sixth Securities Law Colloquium: REGULATING GATEKEEPERS IN HONG KONG 26 July 2013, Friday, 12:30-2:00p.m. The CUHK Graduate Law Centre, 2/F Bank of America Tower, 12 Harcourt Road, Central, Hong Kong

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Source URL: www.law.cuhk.edu.hk

Language: English - Date: 2013-07-12 05:28:08
278Financial services / Institutional investors / Investor education / U.S. Securities and Exchange Commission / Securities regulation in the United States / Investor / International Organization of Securities Commissions / Mutual fund / Ghana Stock Exchange / Financial economics / Investment / Economics

FAIRNESS | INTEGRITY | PROTECTION “Promoting the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected through the proa

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Source URL: www.ifie.org

Language: English - Date: 2012-07-06 08:24:14
279Government procurement in the United States / Security / Securities regulation in the United States / Business law / Communication / Forward-looking statement

Calyx Enters Into Definitive Agreements To Acquire Cannigistics Agri-Solutions Corp. FOR IMMEDIATE RELEASE September 24, 2014 – Vancouver, British Columbia. Calyx Bio-Ventures Inc. (TSXV:CYX) (“Calyx”) is pleased t

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Source URL: www.calyxbio.com

Language: English - Date: 2014-10-14 22:38:54
280Auditing / United States corporate law / United States securities law / Business / Regulation S-K / Form 10-K / Government procurement in the United States / Damages / Keystroke logging / SEC filings / Financial statements / Finance

Form 10-K EXPLORE ANYWHERE HOLDING CORP - EAHC Filed: April 12, 2013 (period: December 31, 2012) Annual report with a comprehensive overview of the company The information contained herein may not be copied, adapted or

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Source URL: exploreanywhere.eccointel.com

Language: English - Date: 2013-05-02 02:31:46
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